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Self-regulatory organization
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#	Item
911	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-19 10:33:25 Financial regulation Securities Exchange Act Business ACT NASDAQ U.S. Securities and Exchange Commission Self-regulatory organization Selling away United States securities law Economy of the United States Financial Industry Regulatory Authority
912	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 4, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-06 12:52:27 Financial system Financial services Securities Stock market Financial Industry Regulatory Authority Securities Exchange Act Securities research U.S. Securities and Exchange Commission Self-regulatory organization Financial economics United States securities law Finance
913	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-08 14:40:31 United States Securities and Exchange Commission Mediation U.S. Securities and Exchange Commission New York Stock Exchange Self-regulatory organization Economy of the United States United States Law Chicago Stock Exchange United States securities law 73rd United States Congress Securities Exchange Act
914	Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11; Rel. No[removed], File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-20 12:47:30 Economics 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Securities Exchange Act Underwriting Self-regulatory organization Bond United States securities law Financial economics Financial regulation
915	Federal Register / Vol. 68, No[removed]Tuesday, October 28, [removed]Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-15 10:54:49 United States Securities and Exchange Commission Philadelphia Stock Exchange Securities Exchange Act Economy of the United States Pennsylvania United States United States securities law Self-regulatory organizations 73rd United States Congress
916	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 13, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-13 16:41:36 Government Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Self-regulatory organization New York Stock Exchange Securities and Exchange Commission NYSE Arca Economy of the United States United States Securities and Exchange Commission United States securities law Regulation NMS
917	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 6, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-07 13:06:58 United States securities law United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Economy of the United States Financial system Electronic Municipal Market Access Financial regulation Municipal Securities Rulemaking Board
918	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-07 11:53:33 Financial system Law Arbitral tribunal Arbitration Self-regulatory organization U.S. Securities and Exchange Commission General Securities Representative Exam Broker-dealer Securities Exchange Act United States securities law Financial economics Financial Industry Regulatory Authority
919	SR-EDGX[removed]Exhibit 5A Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGX Exchange, Inc. Rule 2.5. Restrictions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-13 06:28:10 Securities Exchange Act Self-regulatory organization Financial Industry Regulatory Authority Securities regulation in the United States Financial system Financial regulation Financial economics World Group Securities Registered Investment Advisor United States securities law 73rd United States Congress United States Securities and Exchange Commission
920	Notice of Filing of Proposed Rule Change to Allow Members to Deposit Customer Fully Paid or Excess Margin Securities to the Extent Permitted by No-Action Relief or Interpretive Guidance from the Commission or Interpretiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 09:54:12 73rd United States Congress United States Securities and Exchange Commission Financial regulation Financial economics Securities Exchange Act Options Clearing Corporation U.S. Securities and Exchange Commission Self-regulatory organization United States securities law Finance Financial system

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